Blog, News and Events
- Elder Law and Financial Abuse June 11, 2020, 8:46 pm
- Downturns Can Mean an Increase in Claims Against Advisors June 11, 2020, 8:40 pm
- Risk and the Retail Investor June 11, 2020, 8:34 pm
- Geller in the Globe March 27, 2020, 6:22 am
- Simplifying the Construction Act Changes February 28, 2020, 2:54 pm
- Rethinking Continuing Professional Development December 5, 2019, 12:00 am
Notice - Preston Smith and Richardson GMP Limited
May 1, 2019
MBC Law Professional Corporation is investigating potential claims against Mr. Preston Smith, a financial advisor, licensed as a dealing representative in Calgary, Alberta working with Richardson GMP Limited.
We encourage clients of Mr. Smith and Richardson GMP Limited to contact Harold Geller of MBC Law Professional Corporation at 613 564 3009 or This email address is being protected from spambots. You need JavaScript enabled to view it. for further information about our inquiries into potential claims.
Investors may be entitled to compensation where they have lost money further to negligent investment advice, for example if they investments in:
- Family Memorials
- Southern Pacific
- Magnum Energy
- Shoreline Energy
MBC’s investigation relates to the settlement agreement and decision published by the Investment Industry Regulatory Organization of Canada on April 23, 2019, a copy of the Enforcement Notice Decision can be found here: http://www.iiroc.ca/Documents/2019/3a145159-f375-442d-b3bb-befbbb8af978_en.pdf#search=preston%20smith.